FINRA Gift Policy Fights Fraudulent Business Practices
FINRA is the acronym for the Financial Industry Regulatory Authority. Although the name sounds governmental, FINRA is actually a private corporation that oversees brokers and markets dealing with stock exchanges. The goal of FINRA is to ensure ethical and fair trading practices throughout the nation. One of the ways FINRA works to meet this goal is through establishing policies around corporate gifts. The main point of the FINRA gift policy is that business related gifts should be under $100 in value.
The reason it is important to monitor corporate gifts is because they can lead to fraudulent behavior. Almost … Read more at Free Business Cards